Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Todd Joseph Pilosi2257310602/08/2024Customer DisputePending$0.00$0.00See FINRA Report
Todd Joseph Pilosi2257310608/29/2016Customer DisputeSettled$165,000.00$0.00See FINRA Report
Thomas Wayne Chandler1082136611/25/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Wayne Chandler1082136609/09/2002Customer DisputeClosed-No Action$192,400.00$0.00See FINRA Report
Thomas Wayne Chandler1082136608/19/2002Customer DisputeClosed-No Action$10,705.00$0.00See FINRA Report
Thomas Wayne Chandler1082136612/27/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Todd Joseph Pilosi2257310611/06/1996Customer DisputeAward / Judgment$48,750.00$55,802.10See FINRA Report

7 Results

Display: