Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Joseph Pilosi | 2257310 | 6 | 02/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Wayne Chandler | 1082136 | 6 | 04/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Joseph Pilosi | 2257310 | 6 | 02/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Wayne Chandler | 1082136 | 6 | 01/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Joseph Pilosi | 2257310 | 6 | 04/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Joseph Pilosi | 2257310 | 6 | 10/10/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Joseph Pilosi | 2257310 | 6 | 08/29/2016 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Thomas Wayne Chandler | 1082136 | 6 | 11/25/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Wayne Chandler | 1082136 | 6 | 09/09/2002 | Customer Dispute | Closed-No Action | $192,400.00 | $0.00 | See FINRA Report |
| Thomas Wayne Chandler | 1082136 | 6 | 08/19/2002 | Customer Dispute | Closed-No Action | $10,705.00 | $0.00 | See FINRA Report |