Our Staff has compiled our research into a database of FINRA Broker Disclosures for CFD Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher M Rockey | 5504531 | 1 | 09/13/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Brett Michael Bacon | 6080375 | 3 | 05/25/2022 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Ricky L Bain | 4525494 | 1 | 03/19/2019 | Customer Dispute | Denied | $237,500.00 | $0.00 | See FINRA Report |
| Paul Andrew Lapointe | 1768549 | 1 | 09/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Marshall Culpepper | 2898764 | 3 | 02/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn McDaniel | 5147268 | 1 | 11/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Marshall Culpepper | 2898764 | 3 | 07/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Allen Guenot | 2050889 | 1 | 02/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Herbert Britton | 4515040 | 3 | 05/19/2011 | Customer Dispute | Denied | $10,395.00 | $0.00 | See FINRA Report |
| James A Guyot | 4517834 | 1 | 11/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |