Our Staff has compiled our research into a database of FINRA Broker Disclosures for CFD Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher M Rockey | 5504531 | 1 | 09/13/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Brett Michael Bacon | 6080375 | 3 | 05/25/2022 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Brent Anthony Owens | 2261719 | 1 | 02/01/2022 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Brooke Leigh Rockey | 4817176 | 1 | 02/01/2022 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Terry W May | 1453998 | 1 | 02/01/2022 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Matthew O Bahrenburg | 5295661 | 3 | 02/01/2022 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Kregg Jerrod Rooze | 3174063 | 1 | 02/01/2022 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 6 | 02/01/2022 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Daniel Kris Hale | 2649813 | 1 | 02/01/2022 | Customer Dispute | Settled | $345,000.00 | $0.00 | See FINRA Report |
| Ricky L Bain | 4525494 | 1 | 03/19/2019 | Customer Dispute | Denied | $237,500.00 | $0.00 | See FINRA Report |