Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon Patrick Costello | 2318173 | 1 | 10/22/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terril Scott Peterson | 2905647 | 2 | 05/06/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Markunas | 1832307 | 5 | 02/28/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |