Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Guzman | 3207552 | 1 | 10/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Markunas | 1832307 | 5 | 01/21/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |