Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brean Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan D Sdao | 5527440 | 1 | 03/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wenyuan Gary Wang | 2289510 | 1 | 11/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |