Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brean Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alvaro A Gonzalez | 5724733 | 1 | 11/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jacques M Launer | 5384555 | 1 | 03/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jonathan D Sdao | 5527440 | 1 | 03/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Wenyuan Gary Wang | 2289510 | 1 | 11/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |