Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brean Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alvaro A Gonzalez | 5724733 | 1 | 11/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Martin | 4624016 | 3 | 07/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Martin | 4624016 | 3 | 04/26/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacques M Launer | 5384555 | 1 | 03/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan D Sdao | 5527440 | 1 | 03/03/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wenyuan Gary Wang | 2289510 | 1 | 11/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Miller Corwen | 2943061 | 1 | 09/14/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Joseph Murphy | 3095080 | 1 | 03/28/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Martin | 4624016 | 3 | 04/24/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael W Hoteling | 5574719 | 1 | 02/26/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |