Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Wilkinson Richards | 2730478 | 4 | 02/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kelli Lyn Gabriel | 2307234 | 1 | 05/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Rae Bellamy | 1534867 | 15 | 03/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth David Loebel | 2742324 | 3 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Edward Arocha | 729456 | 23 | 10/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roland Robert Greco | 1506202 | 1 | 08/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas John McCauley | 1257811 | 12 | 05/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas John McCauley | 1257811 | 12 | 05/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Edward Arocha | 729456 | 23 | 04/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas John McCauley | 1257811 | 12 | 02/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |