Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Roger Lee Ford | 1537481 | 1 | 09/09/2019 | Customer Dispute | Denied | $15,607.20 | $0.00 | See FINRA Report |
Travis Ryan Dixon | 6347123 | 2 | 02/27/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Lamont Adrian Chandler | 2794744 | 5 | 03/14/2018 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
Patrick Wayne Ayers | 2296322 | 2 | 04/23/2013 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
James Andrew Geake | 2629008 | 15 | 09/17/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Peter Martin Mendler | 1505231 | 1 | 02/24/2011 | Customer Dispute | Denied | $69,522.00 | $0.00 | See FINRA Report |
Phillip Clifton Allen | 1337542 | 4 | 01/19/2011 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
James Kelly Breeze | 2591120 | 3 | 10/31/2008 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
Chester William Mongold | 1219225 | 3 | 06/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Chester William Mongold | 1219225 | 3 | 03/28/2007 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |