Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Micheal D Lucas | 5695141 | 2 | 10/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chirho S Garcia | 4688632 | 2 | 06/15/2009 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Chirho S Garcia | 4688632 | 2 | 08/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |