Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Micheal D Lucas | 5695141 | 2 | 10/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerard Joseph O'Neill | 7112705 | 1 | 08/08/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Dodd | 5959952 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Micheal D Lucas | 5695141 | 2 | 09/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darrin Reginald Brown | 851186 | 1 | 06/25/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chirho S Garcia | 4688632 | 2 | 06/15/2009 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Chirho S Garcia | 4688632 | 2 | 08/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff David Currie | 2407176 | 1 | 03/24/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Oakley James Allen | 6304237 | 2 | 09/23/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Oakley James Allen | 6304237 | 2 | 01/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |