Our Staff has compiled our research into a database of FINRA Broker Disclosures for Russell Investments Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas James Coccio | 6124720 | 2 | 04/14/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Coccio | 6124720 | 2 | 03/17/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley Wei Ormond | 5352275 | 1 | 06/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robinson Leverett | 4029582 | 2 | 07/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robinson Leverett | 4029582 | 2 | 11/09/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Mark Thomas Linhares | 4178695 | 1 | 08/14/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |