Our Staff has compiled our research into a database of FINRA Broker Disclosures for Russell Investments Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Patrick Johnston | 4834203 | 1 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Coccio | 6124720 | 2 | 04/14/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Coccio | 6124720 | 2 | 03/17/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Ryan Davidson | 4439592 | 1 | 06/09/2005 | Customer Dispute | Settled | $10,490.00 | $0.00 | See FINRA Report |
| Ashley Wei Ormond | 5352275 | 1 | 06/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tina Marie Downing | 1969339 | 1 | 04/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robinson Leverett | 4029582 | 2 | 07/02/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Robinson Leverett | 4029582 | 2 | 11/09/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Mark Thomas Linhares | 4178695 | 1 | 08/14/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |