Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arbor Research & Trading, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gray Edward Smith | 1877575 | 3 | 03/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gray Edward Smith | 1877575 | 3 | 11/14/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |