Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arbor Research & Trading, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Thomas McElwreath | 1111324 | 1 | 02/29/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Gray Edward Smith | 1877575 | 3 | 03/16/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gray Edward Smith | 1877575 | 3 | 11/14/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gray Edward Smith | 1877575 | 3 | 04/15/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael C Cipriano | 4062135 | 1 | 05/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |