Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alexander Williams | 4518010 | 1 | 11/13/2023 | Customer Dispute | Settled | $22,565.00 | $0.00 | See FINRA Report |
| Dennis Ross Oltorik | 2303275 | 3 | 10/18/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason John Cohn | 4334960 | 2 | 06/14/2010 | Customer Dispute | Settled | $221,326.00 | $0.00 | See FINRA Report |
| Gregory Conibear Kutrow | 2562174 | 1 | 02/07/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher John Broderick | 2592177 | 2 | 10/19/2004 | Customer Dispute | Settled | $242,000.00 | $0.00 | See FINRA Report |
| Jeanne Kearns Hagar | 2151720 | 1 | 11/04/2002 | Customer Dispute | Settled | $12,445.60 | $0.00 | See FINRA Report |
| Dennis Ross Oltorik | 2303275 | 3 | 10/16/2002 | Customer Dispute | Settled | $666,000.00 | $0.00 | See FINRA Report |
| Michael Charles Hulett | 2400340 | 1 | 12/17/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Charles Brooker Blanton | 1339840 | 1 | 08/01/1986 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |