Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alexander Williams | 4518010 | 1 | 11/13/2023 | Customer Dispute | Settled | $22,565.00 | $0.00 | See FINRA Report |
| Kamaila Sanders | 6238713 | 1 | 10/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin Lane Kerns | 5437017 | 1 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Adam Lacroix | 6538977 | 1 | 02/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Andre Aguado | 4402740 | 15 | 05/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andre Aguado | 4402740 | 15 | 05/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andre Aguado | 4402740 | 15 | 05/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andre Aguado | 4402740 | 15 | 05/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andre Aguado | 4402740 | 15 | 05/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andre Aguado | 4402740 | 15 | 05/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |