Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sanders Morris Harris LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik Syver Klefos | 1284228 | 1 | 08/18/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Lester Ball | 11332 | 5 | 05/13/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |