Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sanders Morris Harris LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erick George Revelle Kuebler | 2319437 | 2 | 03/09/2017 | Customer Dispute | Award / Judgment | $500,000.00 | $11,396.10 | See FINRA Report |
| Erick George Revelle Kuebler | 2319437 | 2 | 04/09/1999 | Customer Dispute | Award / Judgment | $1,400,000.00 | $964,981.00 | See FINRA Report |