Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calamos Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Eric Shelton | 7728676 | 1 | 01/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Luis Perez | 2160505 | 1 | 10/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |