Our Staff has compiled our research into a database of FINRA Broker Disclosures for Calamos Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Luis Perez | 2160505 | 1 | 10/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian John Brobst | 3077328 | 1 | 12/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Luis Sordo | 4175091 | 1 | 08/26/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John Peter Calamos Sr. | 38210 | 2 | 06/28/2010 | Customer Dispute | Settled | $2,700,000.00 | $0.00 | See FINRA Report |
| Kevin P Beck | 5006618 | 1 | 05/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Peter Calamos Sr. | 38210 | 2 | 10/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |