Our Staff has compiled our research into a database of FINRA Broker Disclosures for HSBC Securities (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diogo Sousa Holstein | 5712259 | 1 | 08/22/2023 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Rafael Alberto Cortez Bernal | 6712291 | 1 | 11/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wendy F Feng | 2786691 | 1 | 08/02/2021 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Lin Lin | 6678237 | 1 | 03/24/2021 | Customer Dispute | Denied | $12,542.90 | $0.00 | See FINRA Report |
| Linda Yao | 5191546 | 1 | 10/05/2015 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Alfonso Montoya | 3131416 | 9 | 09/06/2013 | Customer Dispute | Denied | $47,688.60 | $0.00 | See FINRA Report |
| Svitlana Girone | 5152001 | 2 | 11/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfonso Montoya | 3131416 | 9 | 09/03/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alfonso Montoya | 3131416 | 9 | 06/25/2012 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Raymond S Steele | 2209421 | 2 | 09/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |