Our Staff has compiled our research into a database of FINRA Broker Disclosures for HSBC Securities (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel E Thunhorst | 7476426 | 1 | 07/10/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kishi Box | 7654146 | 1 | 03/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Xiao Wang | 5835404 | 1 | 06/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheng Aik Ong | 5317599 | 1 | 05/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexei Georgievich Remizov | 4949723 | 1 | 09/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |