Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Western Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry Dean Wills | 1353739 | 2 | 06/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Scott Lessem | 1028039 | 1 | 04/01/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |