Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Western Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry Dean Wills | 1353739 | 2 | 01/27/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randal Earl Ferguson | 859884 | 1 | 08/11/2011 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Warren Willis Simpson | 1020440 | 1 | 02/17/2009 | Customer Dispute | Denied | $83,748.00 | $0.00 | See FINRA Report |
| Bryan Craig Kilpatrick | 1278558 | 1 | 07/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Dean Wills | 1353739 | 2 | 06/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry Wayne Hatfield | 1776071 | 1 | 07/17/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Scott Lessem | 1028039 | 1 | 04/01/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |