Our Staff has compiled our research into a database of FINRA Broker Disclosures for Castle Placement, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Neil McCay | 1252458 | 6 | 09/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Neil McCay | 1252458 | 6 | 08/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Philip Haltmaier | 2723655 | 9 | 08/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Neil McCay | 1252458 | 6 | 01/28/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Philip Haltmaier | 2723655 | 9 | 06/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Neil McCay | 1252458 | 6 | 09/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Neil McCay | 1252458 | 6 | 09/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Philip Haltmaier | 2723655 | 9 | 07/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Neil McCay | 1252458 | 6 | 03/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |