Our Staff has compiled our research into a database of FINRA Broker Disclosures for Castle Placement, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Penick Watson Douglas | 6873183 | 1 | 10/26/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Philip Haltmaier | 2723655 | 8 | 10/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Silvestri | 2519007 | 1 | 09/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Philip Haltmaier | 2723655 | 8 | 01/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Neil McCay | 1252458 | 7 | 09/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dominic Anthony Cipollone | 2640935 | 1 | 03/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Neil McCay | 1252458 | 7 | 08/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Philip Haltmaier | 2723655 | 8 | 04/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Neil McCay | 1252458 | 7 | 03/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Philip Haltmaier | 2723655 | 8 | 03/05/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |