Our Staff has compiled our research into a database of FINRA Broker Disclosures for Trustmont Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edgar Davis Mock | 1309680 | 3 | 06/02/2020 | Customer Dispute | Settled | $375,717.00 | $0.00 | See FINRA Report |
| Jeffrey Howard Dillman | 2515858 | 1 | 06/02/2020 | Customer Dispute | Settled | $375,717.00 | $0.00 | See FINRA Report |
| Peter Daniel Dochinez | 1062112 | 3 | 06/02/2017 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Klaus Dieter Kurt Schoening | 414748 | 4 | 07/15/2016 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| William Henry Shelor | 421244 | 2 | 08/05/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| George Lawrence Klander | 1021274 | 5 | 07/29/2013 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Robert Brian Raab | 2520823 | 2 | 07/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Will Mercurio | 722354 | 7 | 01/09/2009 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Josh Alan Frankel | 2634443 | 7 | 07/10/2008 | Customer Dispute | Denied | $53,019.00 | $0.00 | See FINRA Report |
| Josh Alan Frankel | 2634443 | 7 | 05/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |