Our Staff has compiled our research into a database of FINRA Broker Disclosures for Trustmont Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edgar Davis Mock | 1309680 | 3 | 06/02/2020 | Customer Dispute | Settled | $375,717.00 | $0.00 | See FINRA Report |
| Jeffrey Howard Dillman | 2515858 | 1 | 06/02/2020 | Customer Dispute | Settled | $375,717.00 | $0.00 | See FINRA Report |
| Lawrence James Hubert | 2000667 | 8 | 10/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leslie Marie Persin | 3153313 | 2 | 09/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence James Hubert | 2000667 | 8 | 08/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence James Hubert | 2000667 | 8 | 12/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph James Nicols | 1803892 | 2 | 10/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Joseph Kaszak | 1692218 | 5 | 09/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Daniel Dochinez | 1062112 | 3 | 06/02/2017 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Klaus Dieter Kurt Schoening | 414748 | 4 | 12/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |