Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirkland Henley Caison | 6997453 | 1 | 08/18/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas Vandegriff | 5384592 | 1 | 10/23/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Epting | 6278155 | 1 | 10/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Trahill Morris | 2842850 | 2 | 11/30/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Gregory Jantzen | 2164209 | 2 | 08/11/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jan Joseph Rezler | 2671461 | 1 | 04/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Ann Shoemaker | 2497666 | 1 | 03/16/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |