Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Anthony Scarpo | 2165120 | 2 | 06/26/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark William Chamberlain | 1655738 | 8 | 05/08/2015 | Customer Dispute | Closed-No Action | $29,700.00 | $0.00 | See FINRA Report |
| Rosanne Costello | 1098979 | 1 | 08/08/2011 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Mark William Chamberlain | 1655738 | 8 | 04/22/2008 | Customer Dispute | Closed-No Action | $99,288.00 | $0.00 | See FINRA Report |
| Thomas Howard Oliphint | 1172870 | 3 | 10/08/2002 | Customer Dispute | Closed-No Action | $12,178.00 | $0.00 | See FINRA Report |
| Edwin Richard Rodriguez | 402367 | 1 | 03/15/2000 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |