Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Distributors Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kennady Davis | 7504113 | 1 | 04/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gail Frances Irwin | 1453372 | 2 | 03/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tara Petschel | 5430661 | 3 | 03/24/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald John Hazel | 4292553 | 3 | 06/17/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald John Hazel | 4292553 | 3 | 03/29/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |