Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Distributors Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hillario I Rukobo | 6914697 | 1 | 09/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Allred | 5141719 | 2 | 06/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Peterson | 7241698 | 3 | 05/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Allred | 5141719 | 2 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lekesha Patrice Warren | 5888088 | 1 | 06/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tara Petschel | 5430661 | 3 | 03/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gail Frances Irwin | 1453372 | 2 | 12/07/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kristin Peterson | 7241698 | 3 | 11/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tara Petschel | 5430661 | 3 | 01/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kennady Davis | 7504113 | 1 | 04/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |