Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy P Anderson | 5859363 | 1 | 01/17/2017 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jennifer Han Malek | 3164482 | 2 | 09/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michele Ka Pemberton | 1900039 | 1 | 11/17/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |