Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Kent Lewis | 6157661 | 3 | 09/23/2019 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Joel Robert Drake | 2178512 | 1 | 11/10/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Hyongsuk Choe Pau | 1132818 | 3 | 07/23/2009 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Stephanie Marie Gantt | 3142811 | 2 | 01/22/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Blumer | 1828240 | 1 | 07/26/2005 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Calvin Edrix Lee | 2583310 | 1 | 03/04/2002 | Customer Dispute | Closed-No Action | $18,699.00 | $0.00 | See FINRA Report |