Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Le Beau | 7214224 | 2 | 04/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Le Beau | 7214224 | 2 | 02/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Batick | 2192524 | 2 | 10/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Paul Bateman | 6473696 | 1 | 11/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emilio Joseph Senesi | 1057937 | 1 | 09/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Richard Dearden | 1368874 | 2 | 11/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |