Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Le Beau | 7214224 | 2 | 04/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Elinor Lauber | 3027895 | 1 | 08/10/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bryan Le Beau | 7214224 | 2 | 02/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Batick | 2192524 | 2 | 10/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Paul Bateman | 6473696 | 1 | 11/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael E Patterson | 5540859 | 2 | 01/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael E Patterson | 5540859 | 2 | 06/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Marchetti | 3100798 | 1 | 06/23/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Emilio Joseph Senesi | 1057937 | 1 | 09/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Daniel Gilroy-Solano | 4792612 | 1 | 12/12/2005 | Customer Dispute | Settled | $9,031.45 | $0.00 | See FINRA Report |