Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 2 out of 2 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeremy Michael Davis4924731111/03/2008Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Edward Joseph Cwalina1123493306/23/2005Customer DisputeClosed-No Action$11,000.00$0.00See FINRA Report

2 Results

Display: