Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Michael Davis | 4924731 | 1 | 11/03/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Cwalina | 1123493 | 3 | 07/20/2006 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Cwalina | 1123493 | 3 | 06/23/2005 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Cwalina | 1123493 | 3 | 09/24/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Mathew Brennan | 4162588 | 1 | 02/20/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |