Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin P Bernier | 6146026 | 1 | 06/16/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Dean Horst | 4935063 | 4 | 09/01/2015 | Customer Dispute | Denied | $85,457.00 | $0.00 | See FINRA Report |
| Jaimi Lee Dennehy | 5228802 | 2 | 05/27/2014 | Customer Dispute | Denied | $1,665,650.00 | $0.00 | See FINRA Report |
| Christopher George Kalafatis | 6119223 | 1 | 02/24/2014 | Customer Dispute | Denied | $170,000.00 | $0.00 | See FINRA Report |
| Audra Lynn Mallow | 3107785 | 3 | 02/29/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Edward White | 728603 | 1 | 09/24/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mitchell Dean Horst | 4935063 | 4 | 04/24/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Benjamin Thomas Newhouse | 3105894 | 2 | 10/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 10/25/2004 | Customer Dispute | Denied | $10,046.20 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 11/27/2000 | Customer Dispute | Denied | $77,281.50 | $0.00 | See FINRA Report |