Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Vogel Hoffman | 1054704 | 1 | 12/11/2008 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Benjamin Thomas Newhouse | 3105894 | 2 | 06/29/2005 | Customer Dispute | Closed-No Action | $98,528.20 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 11/19/2002 | Customer Dispute | Closed-No Action | $95,307.30 | $0.00 | See FINRA Report |
| Mark Bernard Lublin | 2213912 | 15 | 04/19/2001 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |