Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Horizon Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Pierre Barreca | 3276048 | 1 | 08/15/2022 | Customer Dispute | Pending | $22,000.00 | $0.00 | See FINRA Report |
Gregory Brian Steisslinger | 2739541 | 1 | 03/21/2022 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
David Alexander Hager | 4317123 | 1 | 05/22/2013 | Customer Dispute | Settled | $194,850.00 | $0.00 | See FINRA Report |
Jared Vincent Labue | 4796659 | 1 | 05/24/2012 | Customer Dispute | Settled | $5,207.00 | $0.00 | See FINRA Report |
Patrick Sean Johnson | 4954765 | 1 | 11/13/2011 | Customer Dispute | Closed-No Action | $7,749.16 | $0.00 | See FINRA Report |
Trevor Scott Smith | 4316640 | 1 | 10/18/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Stacey King Haney | 2874380 | 2 | 01/26/2011 | Customer Dispute | Denied | $334,579.00 | $0.00 | See FINRA Report |
Darby Wayne Dickenson | 2768827 | 1 | 08/11/2010 | Customer Dispute | Denied | $108,000.00 | $0.00 | See FINRA Report |
Christopher Harold Bradberry | 4662925 | 1 | 05/25/2010 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
Stacey King Haney | 2874380 | 2 | 04/29/2010 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |