Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Horizon Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Pierre Barreca | 3276048 | 1 | 08/15/2022 | Customer Dispute | Pending | $22,000.00 | $0.00 | See FINRA Report |
| Gregory Brian Steisslinger | 2739541 | 1 | 03/21/2022 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Wells | 4373724 | 1 | 05/14/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Robert Bunting | 1922998 | 1 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Michelle Talbert | 4165677 | 1 | 10/24/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Susan Shuba Umphries | 2919611 | 1 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Donnell Graves | 5655450 | 1 | 09/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad Jerome Meyer | 5544593 | 2 | 06/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Charles Robbins | 7249023 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Carrasquel | 4626139 | 1 | 07/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |