Our Staff has compiled our research into a database of FINRA Broker Disclosures for First Horizon Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Pierre Barreca | 3276048 | 3 | 11/29/2023 | Customer Dispute | Denied | $34,830.00 | $0.00 | See FINRA Report |
| Joseph Pierre Barreca | 3276048 | 3 | 04/04/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Cynthia Leigh Anderson | 4860537 | 1 | 03/23/2023 | Customer Dispute | Settled | $20,947.20 | $0.00 | See FINRA Report |
| Joseph Pierre Barreca | 3276048 | 3 | 08/15/2022 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Stephen Piacentini | 4855111 | 1 | 06/16/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Gregory Brian Steisslinger | 2739541 | 1 | 03/21/2022 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Hicks | 1843451 | 2 | 05/05/2020 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Virginia Del Carmen Vich | 5464245 | 1 | 03/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Robert Bunting | 1922998 | 1 | 10/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Michelle Talbert | 4165677 | 1 | 10/24/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |