Our Staff has compiled our research into a database of FINRA Broker Disclosures for Financial Resources Group Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Bruce Miller | 1680275 | 1 | 11/13/2020 | Customer Dispute | Final | $4,000,000.00 | $0.00 | See FINRA Report |
| William A Ruland | 6597574 | 1 | 03/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Sean Rich | 2945947 | 1 | 04/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |