Our Staff has compiled our research into a database of FINRA Broker Disclosures for Financial Resources Group Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jerry Christopher Thompson | 2621099 | 2 | 07/28/2006 | Customer Dispute | Denied | $78,056.80 | $0.00 | See FINRA Report |
Lewis Bobby Walker | 2963731 | 2 | 10/12/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jerry Christopher Thompson | 2621099 | 2 | 09/14/2000 | Customer Dispute | Denied | $17,745.00 | $0.00 | See FINRA Report |