Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lighthouse Capital Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Holmes Ferguson | 4947624 | 3 | 07/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lee Kelsey | 6778932 | 1 | 07/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Holmes Ferguson | 4947624 | 3 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Rodriguez Ventura | 6417383 | 1 | 12/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |