Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lighthouse Capital Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Randall Holt | 5900842 | 2 | 02/24/2020 | Customer Dispute | Settled | $227,848.00 | $0.00 | See FINRA Report |
| Stephen Randall Holt | 5900842 | 2 | 12/23/2019 | Customer Dispute | Settled | $966,720.00 | $0.00 | See FINRA Report |
| John Holmes Ferguson | 4947624 | 3 | 07/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Warren Jesse McEwin Thomas | 2299254 | 2 | 12/10/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Stephanie Lee Kelsey | 6778932 | 1 | 07/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Holmes Ferguson | 4947624 | 3 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Rodriguez Ventura | 6417383 | 1 | 12/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Warren Jesse McEwin Thomas | 2299254 | 2 | 10/31/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Holmes Ferguson | 4947624 | 3 | 12/01/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |