Our Staff has compiled our research into a database of FINRA Broker Disclosures for Texakoma Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime Fernandez | 1992823 | 1 | 09/03/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Hugh N. Shelton | 5036733 | 1 | 09/03/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jerome Robert McCaulay | 4078996 | 2 | 09/30/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 05/15/1996 | Customer Dispute | Award / Judgment | $363,178.00 | $354,300.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 06/22/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 05/18/1992 | Customer Dispute | Settled | $222,340.00 | $0.00 | See FINRA Report |