Our Staff has compiled our research into a database of FINRA Broker Disclosures for Texakoma Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jesse Green | 6350974 | 2 | 02/19/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Jesse Green | 6350974 | 2 | 03/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jaime Fernandez | 1992823 | 1 | 09/03/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Hugh N. Shelton | 5036733 | 1 | 09/03/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Jerome Robert McCaulay | 4078996 | 2 | 09/30/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Steven Lee White | 1914584 | 4 | 03/15/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Lee White | 1914584 | 4 | 01/29/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Lee White | 1914584 | 4 | 03/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Lee White | 1914584 | 4 | 12/10/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joan Hilary Curtis | 5024880 | 1 | 03/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |